Templates

Language help

Language overview:


	English
	Swedish
	Finnish
	Danish
	Norwegian
	Icelandic

Language:

Information to the market

The Company shall notify the Certified Adviser in respect of new issues, main changes, splits, dividends and other similar events using the templates presented below. The Certified Adviser is responsible for notifying the Exchange which undertakes to disseminate the information to the market. The templates below should be completed by the Certified Adviser and submitted to First North, listings@nasdaqomx.com as soon as possible, not later than five days in advance when it regards listing of a new trading instrument.

New Share for trading
Delisting company
Delisting BTA
Name change of company
Change of Certified Adviser
Redemption rights
Resumed trading
Split
Reversed Split
Trading halt
Share issue
New Liquidity Provider
Termination of Liquidity Provider
GICS Challenge
New equity right for trading

Applications and agreements

In order to join First North or become a Certified Adviser (CA), applications have to be signed and submitted to the Exchange. The application forms can be found below.

Appendix A - Application CA
Appendix B - Application Company
Appendix C- Agreement between CA and company
Appendix D - Announcement new company
Appendix E - New or changes in Contact
Appendix F - GICS
Appendix G - Disclaimer
Appendix H - Acceptance form for the use of personal data
Appendix J-Dividend
Appendix K- Application to First North Premier
New equity right for trading
Billing form
Checklist Company Description
Appendix L - Trading in TR, UR and BTA
Liability statement of the Board of Directors
Certificate of Distribution
Logo Authorization form

Other

Below retains the Companys insider register rules for First North companies.

Insider Register First North

Toolbox

First North Rulebook

The Rulebook is the same in all First North markets, except for a few, smaller differences due to national law. This also means that Certified Advisers with offices in more than one of the countries can easily expand their CA business to the other countries.

First North Rulebook January 2010

Stockholm

Copenhagen

Helsinki

Iceland

International