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Surveillance Copenhagen

The Surveillance function within NASDAQ OMX Nordic has the primary goal of working to maintain confidence in the exchange amongst the general public. This is mainly achieved by means of a credible, professional and integrated surveillance of the trading and the listed companies and also by assuming surveillance responsibility for the listing of equities and other financial instruments.

Corporate governance

Decisions and Statements

Decisions and Statements is a summary of cases which NASDAQ OMX Copenhagen A/S has found to be of significance for the understanding of the regulation of securities concerning listed companies’ disclosure obligations and securities’ admission to trading for members. 

The purpose of Decisions and Statements is to give a better understanding of how the Exchange interpret and administer the exchange rules for issuers and traders in practice. Cases which are found to be of importance to the issuers, advisers, members and others with interest of the Danish securities market, are published currently as they appear.
When the Exchange reprimands an issuer or a member in connection with a breach of the rules, the decision is usually published with the name of the issuer/member.

The Exchange can also make its voice heard and apologize to an issuer without this leading to a publication of the issuer's name. Such cases and other statements are discussed in anonymous form.
 


Decisions and Statements 2010
Decisions and Statements 2009
Decisions and Statements 2008 - after 1 July 2008
Decisions and Statements 2008 - before 1 July 2008
Decisions and Statements 2007
Decisions and Statements 2006
Decisions and Statements 2005
Decisions and Statements 2004
Decisions and Statements 2003
Decisions and Statements 2002
Decisions and Statements 2001
Decisions and Statements 2000
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Issuer Surveillance - Contacts

Stockholm
iss@nasdaqomx.com
+46 8 405 70 50

Copenhagen
surveillancedk@nasdaqomx.com
+45 33 93 33 66

Helsinki
isf@nasdaqomx.com
+358 9 61 66 71 (switchboard)

Iceland
surveillance.ice@nasdaqomx.com
+354 525 2800 (switchboard)


More contacts
Trading Surveillance - Contacts

Stockholm
ts@nasdaqomx.com
+46 8 405 62 90

Copenhagen
tsc@nasdaqomx.com
+45 33 77 04 59

Helsinki
tsf@nasdaqomx.com
+358 9 61 66 71 (switchboard)

Iceland
surveillance.ice@nasdaqomx.com
+354 525 2800 (switchboard)


More contacts
Reports from surveillance Useful links

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